[00:00:01] Speaker 02: Case number 18-7059, Hemet Malakana, appellate. [00:00:50] Speaker 01: Good morning, and may it please the court. [00:00:52] Speaker 01: I'm Richard Salzman on behalf of Temit Maokana. [00:00:55] Speaker 01: Time and again, this court has cautioned the district courts not to usurp the role of the jury on summary judgment, particularly in civil rights cases where the issues of motive and intent predominate. [00:01:10] Speaker 01: In this case, each side had a story to tell, backed by competent evidence. [00:01:16] Speaker 01: There was plenty of evidence on the plaintiff's side for reasonable jury to find that African American professors faced a more onerous standard when they were seeking tenure or promotion than their white peers. [00:01:29] Speaker 01: Six black professors at UDC law schools attested to their own circumstances and their belief that they face discrimination based on race at UDC law school. [00:01:42] Speaker 01: Kenneth Mawakana was the third black professor in a row denied tenure and forced to leave the law school. [00:01:50] Speaker 01: In the few years surrounding his application for tenure, [00:01:54] Speaker 01: Eight professors applied. [00:01:57] Speaker 01: All three of the black professors were denied. [00:01:59] Speaker 01: All five of the white professors granted. [00:02:04] Speaker 01: Looking at the particular qualifications of some of the people involved, UDC had just promoted a white professor, who we have identified as Comparator 3, who had not published a single traditional law school article, journal article, [00:02:25] Speaker 01: and who one member of the subcommittee described as having very weak scholarship. [00:02:33] Speaker 01: Kenneth Maokana, in contrast, had published four articles, three in traditional law school journals, two of them nominated for significant awards. [00:02:45] Speaker 01: These facts led one member of the subcommittee to concede we as a whole treated the white guy better. [00:02:57] Speaker 03: In addition to... This committee voted, notwithstanding those misgivings, voted unanimously against, and the faculty voted unanimously all but one abstention and one in favor. [00:03:13] Speaker 03: They voted against. [00:03:14] Speaker 03: So how can we find, notwithstanding the dissatisfaction that is expressed, the concerns and the dismay about this pattern, how can we find that the decision itself [00:03:29] Speaker 03: the action that's challenged was discriminatory. [00:03:33] Speaker 01: There's no doubt, Judge, that that is one of the facts that UDC trumpets in their favor. [00:03:38] Speaker 01: And that should be a jury question. [00:03:42] Speaker 01: The answer to your question is that there was considerable evidence of tampering by the dean that had an impact, including the fact that weeks before the subcommittee even wrote [00:03:57] Speaker 01: their report in which they really severely criticized Mr. Maokana's scholarship. [00:04:06] Speaker 01: The dean and the FERC chair were emailing each other saying, we've already lined up all of the FERC committee members to vote against Mr. Maokana. [00:04:18] Speaker 01: Six weeks before, they were even to have the meeting in which they were discussing his qualifications. [00:04:26] Speaker 01: Before that, the dean and the chair of the FERC subcommittee met with Mr. Maokana in November of 2012 and told him, withdraw your application for tenure and resign from the university or else. [00:04:44] Speaker 01: So there's plenty of evidence for a jury to find that once the die was cast, [00:04:53] Speaker 01: and that the dean had made it crystal clear by going to the subcommittee, as she had with virtually every African-American professor during this time frame who sought tenure, and bringing negative information about that professor before any subcommittee vote. [00:05:14] Speaker 01: making it clear that the dean had a point of view which may have influenced the jury. [00:05:21] Speaker 03: Excuse me. [00:05:21] Speaker 03: What is the strongest evidence in the record that the point of view was not a merits-based point of view, but was discriminatory? [00:05:31] Speaker 03: So if you have faculty that you think are not going to successfully clear a tenure hurdle, it seems responsible decanal leadership [00:05:42] Speaker 03: to try to prevent something that would be a blot on the reputation of the candidate, that would be divisive and agonizing for the school, say, you know, maybe if you voluntarily went elsewhere or sought to defer this consideration, you know, given the weakness of your application. [00:06:01] Speaker 03: So the fact of communication, the fact that the communication was early, how do we [00:06:09] Speaker 03: other than the numbers, which are striking, how do we, additionally, how do we say it's race and not, and this is a small sample size, so even though the numbers are striking, it's a small sample size. [00:06:21] Speaker 01: Well, there are several pieces of evidence that we would point to, Judge, and simply to say that the jury should have been allowed to make this call. [00:06:29] Speaker 03: Well, but the jury should have been allowed to make the call if there's competent evidence of discrimination, so that's what we want to hear about. [00:06:35] Speaker 01: So here's the competent evidence. [00:06:37] Speaker 01: In the tenure decision, they severely criticized Mr. Mamakana's article on power and law. [00:06:48] Speaker 01: Just a year before, applying the same qualitative standard, the same people, including the dean, determined that that was good quality scholarship. [00:07:00] Speaker 01: Now that is the kind of flip-flop. [00:07:02] Speaker 01: That is a credibility issue. [00:07:05] Speaker 01: where the dean said, well, when we were evaluating him for associate professor and we were looking at this exact same article, we were showing him love. [00:07:14] Speaker 01: But looking at it for 10 years, [00:07:16] Speaker 01: We found it to be a lousy scholarship. [00:07:18] Speaker 01: Now, a jury might buy that, and a jury might not buy that. [00:07:22] Speaker 01: But that is the kind of pretext evidence that courts routinely look at to discredit employers' explanation and for discrimination. [00:07:32] Speaker 01: In addition to that, we have the disparate application of standards, always pointing in the same direction, always pointing in the direction [00:07:42] Speaker 01: of crediting scholarship for white applicants and discrediting scholarship for black applicants, crediting related pieces. [00:07:51] Speaker 01: They would not allow Mr. Maokana to present a related piece as scholarship, whereas white comparators three and four, absolutely. [00:08:02] Speaker 01: Crediting non-academic practice materials. [00:08:06] Speaker 01: White comparator three was allowed to rely entirely [00:08:10] Speaker 01: on non-traditional practice materials, whereas African-American Professor Sedmon was told by the dean that she could not. [00:08:20] Speaker 03: But the practice materials issue doesn't go to this professor, but you're just saying it's part of trying to prove the frame of mind of the dean? [00:08:27] Speaker 01: That's correct. [00:08:29] Speaker 01: crediting co-authored pieces. [00:08:31] Speaker 01: White Comparator III and White Comparator IV, but White Comparator III in particular, didn't have a single writing in which he was the sole author, and in all of them he wasn't even the signatory. [00:08:45] Speaker 01: But they credited all of that scholarship, but would not credit a co-authored piece for Black Comparator I, publishing in the home journal. [00:08:56] Speaker 01: The dean denigrated a scholarship presented by black comparator one, but allowed and saw no red flags when white comparator four [00:09:09] Speaker 01: had two articles published in his home journal. [00:09:13] Speaker 01: These are the types of application of standards that a jury can look at and say they always are used to benefit the white candidates and they are always used to disfavor the black candidates. [00:09:31] Speaker 01: And that's the kind of proof that this court has allowed [00:09:34] Speaker 01: to go to trial consistently, but the district court here felt that she could not engage with any of that evidence, and the reason for that is crystal clear in the record on page 39 of our brief. [00:09:50] Speaker 01: We quoted seven, I believe, separate statements by the district court in which she said that she had to afford great deference to the university because this is a case involving tenure against a university defendant. [00:10:08] Speaker 01: There is no support in the law for applying that type of standard, and it tilts the playing field so far in favor of the employer, the university, that unless you have a case in which there is direct evidence of discrimination, which is very rare these days, [00:10:26] Speaker 01: Unless you have that, it is virtually impossible to get past the academic standard that she employed. [00:10:35] Speaker 01: And there is no other industry in which the employer has this kind of advantage. [00:10:40] Speaker 01: Imagine the same set of facts against a private law firm in which you had a female associate who is seeking partnership. [00:10:50] Speaker 01: third in a row denied partnership by the law firm, whereas five males have just made it for partner, and evidence demonstrating that at least she was demonstrably better than one of the males who has recently made it. [00:11:06] Speaker 01: But the law firm provides any explanation that involves professional judgment, such as, well, I thought he was better at a deposition. [00:11:16] Speaker 01: or I thought his writing was better. [00:11:19] Speaker 01: And according to the district court, because the explanation involves some professional judgment, the court is required to defer to it. [00:11:29] Speaker 01: That is [00:11:31] Speaker 01: a standard that cannot possibly be met. [00:11:34] Speaker 01: And it is a standard that is not set forth anywhere, either in Title VII or the DC Human Rights Act. [00:11:41] Speaker 01: To the contrary, Title VII was amended specifically to include claims against educational employers when, and the legislative history in particular, cited to the impact [00:11:58] Speaker 01: on higher education, tenure decisions. [00:12:01] Speaker 03: But how do we avoid, you know, if the claim is made before a jury that these standards were applied on equally related pieces, practice materials, co-authored pieces, home journal, and the witnesses come back and say, well, but [00:12:25] Speaker 03: When I read this article, I just thought it was unoriginal. [00:12:28] Speaker 03: It didn't add up. [00:12:29] Speaker 03: It was making grand claims, and it wasn't fulfilling them. [00:12:32] Speaker 03: And at some level, you're putting before the decision makers to second guess the evaluations of the merits of the scholarship. [00:12:44] Speaker 03: And that's troubling. [00:12:47] Speaker 01: Well, I understand that, Judge, but I have two answers to that. [00:12:51] Speaker 01: I would say, first of all, it's the same standard as is applied in any employment discrimination case, which is if there is evidence upon which a jury can reasonably discredit the explanation, [00:13:04] Speaker 01: here, for example, the flip flop on the power and law article, then that is sufficient. [00:13:12] Speaker 01: I would also point this court to this court's decision in a case called McConnell versus Howard University, which I apologize was not cited in our brief. [00:13:23] Speaker 01: It is a breach of contract case. [00:13:26] Speaker 01: It is at 818F2nd 58th. [00:13:30] Speaker 01: But if I could just read a very brief passage from that, where this court said, we do not understand why university affairs are more deserving of judicial deference than the affairs of any other business or profession. [00:13:46] Speaker 01: Arguably, there might be matters unique to education on which courts are relatively ill-equipped to pass judgment. [00:13:53] Speaker 01: However, this is true in many areas of the law, including, for example, technical, scientific, and medical issues. [00:14:00] Speaker 01: Yet this lack of expertise does not compel courts to defer to the view of one of the parties of such cases. [00:14:09] Speaker 01: When you defer to the view of one of the parties in the case, in a case involving pretext analysis, that's the end of the case. [00:14:20] Speaker 02: Let me ask you about another opinion from this court, Brown versus Sessom. [00:14:25] Speaker 02: It is not a Title VII. [00:14:28] Speaker 02: It's a 1981. [00:14:29] Speaker 02: And my first question is, I don't know why, since in that case, [00:14:35] Speaker 02: we assumed without deciding there was a contract. [00:14:39] Speaker 02: This very school and one of these very professors, Professor Brown. [00:14:48] Speaker 02: We said really quite easily that notwithstanding it was a tenured issue and we did not have Title VII in front of us. [00:14:59] Speaker 02: But from that case, I'm not [00:15:04] Speaker 02: using the professors who are under this protective order in this case. [00:15:11] Speaker 02: Frankly, I don't know why there is even a protective order in this case. [00:15:15] Speaker 02: But going just from the Brown versus Sessions case, you have in 2009 a black female, Professor Brown, who submits a tenure application. [00:15:29] Speaker 02: Two years later, in 2011, she is denied tenure. [00:15:34] Speaker 02: In 2010, you have a white male, Mr. McClain, who is given tenure. [00:15:44] Speaker 02: He has no publications and is awarded tenure, or according to the Brown opinion, he has a lack of publications. [00:15:55] Speaker 02: Then we get to the plaintiff here, who submits his tenure application in 2011, [00:16:01] Speaker 02: at roughly the same time that Brown is denied tender. [00:16:07] Speaker 02: Nothing happens that I see in the record in 2012, and then finally in early 2013. [00:16:12] Speaker 02: The plaintiff, who has three publications, all of which are credited, is denied tender. [00:16:22] Speaker 02: I don't see how that does not raise an influence of racial discrimination. [00:16:31] Speaker 01: I could not agree more, Judge. [00:16:32] Speaker 02: Well, and Brown, I don't know. [00:16:35] Speaker 02: It's as simple as using the evidence in Brown and the evidence of the plaintiff in this case. [00:16:43] Speaker 01: I agree, Judge. [00:16:44] Speaker 01: And we cited Brown. [00:16:46] Speaker 01: We argued that we, in fact, had added more meat to the bones than was even set forth in the allegations of the complaint in Brown. [00:16:54] Speaker 01: But I could not agree more. [00:16:55] Speaker 01: The evidence of disparate treatment [00:16:57] Speaker 01: is stark, and it should have been sufficient to get to a jury. [00:17:02] Speaker 01: And the only reason why the district court didn't is because she was applying a doctrine that has never been endorsed by the Supreme Court, never been endorsed by this court, and will result, and has resulted, [00:17:17] Speaker 01: in African-American professors and women professors around the country facing hurdles that their white peers for tenure and promotion do not face. [00:17:29] Speaker 02: Let me ask you. [00:17:30] Speaker 02: I don't remember, but she didn't cite Pennsylvania versus EEOC, did she? [00:17:35] Speaker 01: She did not. [00:17:36] Speaker 02: Did you argue it? [00:17:38] Speaker 01: I do not recall, Judge. [00:17:41] Speaker 01: I would have to go back and look at her. [00:17:43] Speaker 02: That tells her that even though [00:17:47] Speaker 02: She thinks her hands are totally tied by the fact that it's tenure, that the Supreme Court has said that's not the case. [00:17:55] Speaker 01: I agree, Judge. [00:17:56] Speaker 02: And that's why it was amended in 1972. [00:17:58] Speaker 02: Right. [00:18:00] Speaker 01: We certainly argued the amendments to the law. [00:18:02] Speaker 01: We cited the Cunda case, which UDC incorrectly says did not address liability. [00:18:13] Speaker 01: In Cunda 2, the Third Circuit said that it is not proper to afford deference either for the liability phase or for the remedial phase. [00:18:23] Speaker 01: to a university employer just because they're a university and cited to the law and the legislative history, we cited that. [00:18:32] Speaker 01: And I do agree, although even though the University of Pennsylvania was dealing not with summary judgment but with the issue of whether to recognize a special privilege, the reasoning is exactly the same. [00:18:45] Speaker 02: Where is Mr. [00:18:46] Speaker 01: He's out of academia. [00:18:49] Speaker 01: He's living in California. [00:18:53] Speaker 02: Who is the dean now? [00:18:55] Speaker 01: I believe Dean Broderick just recently retired. [00:18:58] Speaker 01: I am not sure about that and I do not know the name of him. [00:19:03] Speaker 02: Thank you. [00:19:03] Speaker 02: We'll give you some time. [00:19:04] Speaker 01: Thank you very much. [00:19:21] Speaker 00: Morning, Your Honors. [00:19:22] Speaker 00: May it please the Court, the University of District of Columbia. [00:19:24] Speaker 00: I'm Jason Watters. [00:19:27] Speaker 00: Professor Malikana's appeal asks this Court to assert the academic judgment of the University of District of Columbia, in particular, the nearly unanimous decision of its Faculty Evaluation and Retention Committee, its diverse tenured committee. [00:19:44] Speaker 00: However, federal courts throughout the United States have consistently declined to serve as a super tenure department with respect to universities' academic decisions. [00:19:54] Speaker 00: The Supreme Court's decision in University of Michigan v. Ewing stated that considerations of profound importance counsel restrained judicial review of the substance of academic decisions. [00:20:06] Speaker 00: And just five months ago, this court in Steele v. Natus recognized that deference may well be appropriate when the question before the court [00:20:14] Speaker 00: turns on the merits of academic disagreement. [00:20:18] Speaker 00: In Steele v. Mattis, this courtside of the University. [00:20:21] Speaker 03: But I thought that opposing counsel said precisely that the decision doesn't turn on the merits of the academic work, but it turns on the presence or not of discrimination. [00:20:34] Speaker 00: Well, the decision, the adverse decision that was reached in this case related to scholarship and scholarship only. [00:20:43] Speaker 03: But that's the question. [00:20:46] Speaker 03: How can we even assess whether it's scholarship and scholarship only? [00:20:49] Speaker 03: I guess I'm not clear how what you're saying squares with University of Pennsylvania, University of USC, or CUNDA, or the position that [00:21:05] Speaker 03: that we shouldn't give universities a different and greater deference than we give any other specialized employment. [00:21:12] Speaker 00: Well, I'll begin perhaps by describing the process of the tenure review at the University of the District of Columbia. [00:21:18] Speaker 00: As Your Honor is aware, and we stated in our brief, this is a five-layer review. [00:21:22] Speaker 00: The process begins with the FERC subcommittee, three individuals who- Were well familiar with it. [00:21:27] Speaker 00: Very well. [00:21:28] Speaker 00: That Your Honor is aware that the FERC subcommittee individually reviewed the three accepted pieces of scholarship [00:21:34] Speaker 00: each individually came to the conclusion that they did not meet the standards for tenure. [00:21:38] Speaker 03: Right. [00:21:38] Speaker 03: And what we're dealing with here is a record that also shows, and what the plaintiff points to, is the dean's involvement, intimate involvement, way in advance of that committee's vote, a pattern of behavior that they say raises an inference that the dean was operating with bias. [00:22:01] Speaker 03: farming out the piece for an external reviewer by one of the three members of the subcommittee to someone and telling her this is someone that the dean is really worried about, this is someone that she doesn't want to see tenured, so the independent review that then is submitted to the subcommittee arguably is tainted. [00:22:22] Speaker 03: So the question is why shouldn't those issues, those conflicts, [00:22:27] Speaker 03: go to a jury, the university might well win, but we're just talking about whether there's an issue for a fact finder. [00:22:33] Speaker 00: Well, the primary issue that counsel is arguing here is a disagreement about the scholarly merits of this professor's work. [00:22:41] Speaker 03: That's not what I heard, and I heard that he was taking [00:22:45] Speaker 03: quite some pains not to do that, but to say, we'll take the university at its own word, but when it says, this piece is great, and we apply the same standards at pre-tenure promotion and tenure, and then six months later, or however much later, this same piece, not great, and when it says, you know, you can't use one piece related to another piece as separate scholarship for the count, and then they do allow that, [00:23:15] Speaker 03: non-academic practice materials do count, they don't count. [00:23:19] Speaker 03: Co-authored pieces do count, they don't count. [00:23:21] Speaker 03: Publication in the home journal does count, it doesn't count. [00:23:24] Speaker 03: So none of those points that I heard from plaintiff's counsel actually reads the piece and says, eh, this is not as good. [00:23:34] Speaker 00: I would submit, Your Honor, if you review the briefings in the case from the plaintiff, it fundamentally is the plaintiff's disappointment with the FERC subcommittee's analysis of his scholarly merit and his comparison of that scholarly merit with other comparators. [00:23:50] Speaker 00: But the critical underlying point that's missing from counsel's argument [00:23:54] Speaker 00: is whether the comparators are similarly situated for the purposes of allowing this analysis to go forward. [00:24:01] Speaker 00: And we'd submit to the court that they are not. [00:24:04] Speaker 02: One thing that's very important to remember here... Well, certainly Mr. McLean is not, who never wrote anything. [00:24:10] Speaker 02: Well, Mr. McLean wrote a variety of practice materials... Well, we have found, in another opinion, [00:24:17] Speaker 02: had a lack of publications. [00:24:19] Speaker 00: The opinion that Your Honor is referring to is Brown v. Sessions, as I understand, and that opinion was on a motion to dismiss. [00:24:26] Speaker 00: It was based on the pleadings and not the evidence that was ultimately induced in the case. [00:24:30] Speaker 00: I would note that with respect to the comparator analysis, as Your Honor is aware, the comparators have to be nearly identical in virtually every aspect of employment to be considered valid and relevant comparators. [00:24:46] Speaker 00: With respect to Professor Foer, there were no common members of the same FERC subcommittee. [00:24:53] Speaker 00: So the same individuals who were, the individuals who were reviewing Professor Foer's scholarship were not the same individuals that were reviewing Professor Varakana's. [00:25:04] Speaker 00: Professor Foer was a prolific scholar, offered five articles for submission. [00:25:09] Speaker 00: All outside reviews were favorable. [00:25:11] Speaker 00: He had unanimous FERC support within the Faculty Evaluation Review Committee, and he had a different provost. [00:25:17] Speaker 02: Well, are you saying McLean was not a comparative? [00:25:22] Speaker 00: McLean, Professor 3, we do not submit that he's a proper comparator. [00:25:27] Speaker 00: He had only one common member of the FERC committee. [00:25:31] Speaker 00: The other members of his FERC committee were different than Professor Maurocoma. [00:25:36] Speaker 00: So the individuals charged with the responsibility of evaluating the scholarly merit, the teaching and service of each of the professors, two of three were different in Professor Three's case. [00:25:48] Speaker 00: Now he did submit practice materials. [00:25:50] Speaker 00: The subcommittee evaluated that and gave him credit for those practice materials. [00:25:54] Speaker 00: The standards and procedures manual for the university makes it clear that it doesn't have to be a law review article that is submitted that other [00:26:03] Speaker 00: materials of scholarly merit being considered. [00:26:06] Speaker 00: And in the first judgment, it gave an opportunity to consider those materials and considered his contribution to those materials. [00:26:13] Speaker 00: The outside reviewers for Professor III were all favorable. [00:26:18] Speaker 00: And there was a different provost and, again, a different president. [00:26:21] Speaker 02: The dean was the same. [00:26:23] Speaker 00: In his case. [00:26:25] Speaker 02: What's critically important about this particular... And the dean was the same with Professor Brown. [00:26:30] Speaker 00: With Professor Brown, [00:26:33] Speaker 02: Because she changed her mind about Professor Brown. [00:26:36] Speaker 00: Well, Professor Brown, the FERC subcommittee was entirely different for Professor Brown than Professor Mawakana. [00:26:45] Speaker 00: I'm sorry, Professor Tu. [00:26:48] Speaker 00: Professor Tu enjoyed unanimous FERC support. [00:26:51] Speaker 00: And you're correct. [00:26:52] Speaker 00: The dean originally suggested that Professor Tu withdraw her application because she had not published and met the requirements. [00:27:02] Speaker 00: But when she did, [00:27:04] Speaker 00: submit, when her third article was accepted for publication, the dean wrote and endorsed in paper, in writing to the provost, her support for Professor Tapp to receive tenure. [00:27:19] Speaker 00: It was thereafter that the provost and the president disagreed. [00:27:24] Speaker 03: I appreciate, and it's helpful to hear your description of the comparators, but [00:27:30] Speaker 03: I thought the case was, for some of the reasons that you're mentioning, that the committees were different. [00:27:36] Speaker 03: The case that this plaintiff is making really focuses on the role of the common dean. [00:27:42] Speaker 03: And also on the applicability, and in part in impugning the neutrality of that dean, the disparate application across a body of tenure cases of these rules. [00:27:56] Speaker 03: And so in that analysis, to some extent, the comparators and whether they're similar or not [00:28:03] Speaker 03: somewhat drops away, or am I wrong about that? [00:28:06] Speaker 03: Do you see what I'm saying? [00:28:07] Speaker 00: I believe the comparator analysis is still critical because, and this is a very important point, the plaintiff conceives, and there is no evidence or allegation, that any individual member of the FERC subcommittee or the FERC, or for that matter individuals above Dean Broderick, acted with any impermissible racial animus. [00:28:28] Speaker 00: So his burden under McDonnell Douglas is to show that the decision makers in this case did not hold an honest and reasonable belief that the stated legitimate non-discriminatory reason was in fact true. [00:28:43] Speaker 00: It is not enough to show that there is a disagreement among scholars with respect to his scholarship. [00:28:49] Speaker 00: And the FERC, like any employer, is entitled to reach its own decisions about, in good faith, legitimate nondiscriminatory substantive criteria for employment, retention, and promotion. [00:29:03] Speaker 03: So the concern, and I guess if you look at the comparators and you say these comparators really were stronger, the comeback from the plaintiff is we have a committee here [00:29:18] Speaker 03: that maybe voted unanimously against Mr. Maokana, but its senior member was, for months, communicating with the dean. [00:29:31] Speaker 03: And the argument, I think, was seeing the writing on the wall and carrying out the dean's bidding. [00:29:41] Speaker 03: So that when we look at the committee vote as indicative [00:29:48] Speaker 03: of quality or not, the plaintiff would say, well, you know, you're basically assuming away our case if you credit the committee as having made independent and unbiased determinations. [00:30:01] Speaker 03: It's not that they're bringing the bias to the table, but more a cat's paw that they're carrying out. [00:30:05] Speaker 00: Exactly. [00:30:06] Speaker 00: And because there is no allegation or evidence that the [00:30:12] Speaker 00: members of the FERC acted with racial animus, he can only go to cat's paw and only argue that the dean impermissibly influenced the FERC or the subcommittee's decisions. [00:30:25] Speaker 00: But look at the evidence that they offer in the case in this respect. [00:30:29] Speaker 00: There are three criteria for tenure at the University of District of Columbia that the FERC is required to review. [00:30:34] Speaker 00: That includes teaching, service, and scholarship. [00:30:38] Speaker 00: The comments that the dean, that are attributed to the dean with respect to Professor Malikana's application for tenure relate to student concerns, student evaluations with respect to teaching. [00:30:52] Speaker 00: The questions about the impermissible use of TAs with regard to grading, also teaching, and his service to the university. [00:31:01] Speaker 02: Cat's paw analysis under Stout requires... What was wrong with his service to the university? [00:31:06] Speaker 00: It was felt to be weak. [00:31:08] Speaker 00: His service was involved with faculty athletics. [00:31:12] Speaker 00: But during his tenure and during his time coming up, [00:31:16] Speaker 00: toward tenure, he was repeatedly advised that he was not on track for publication schedule and that he needed to focus his priority on publication. [00:31:25] Speaker 02: Well, that was back in 2009. [00:31:27] Speaker 00: Right, as he was coming up towards his, as his tenure clock was running. [00:31:31] Speaker 02: But wasn't he also present? [00:31:33] Speaker 02: I'm sorry. [00:31:33] Speaker 00: I'm sorry. [00:31:34] Speaker 02: That was until, that was not until two years later, 2011. [00:31:37] Speaker 00: This happened along the way, though. [00:31:39] Speaker 02: There were multiple different... All right, but they were all completed by then. [00:31:42] Speaker 00: The publications were completed in 2011. [00:31:46] Speaker 00: But the cat's paw analysis requires evidence that the dean was acting with racial animus. [00:31:52] Speaker 00: There's obviously – and counsel concedes this – no direct evidence that anything she did was racially motivated. [00:32:01] Speaker 00: Catspaw also needs to show that she is attempting to inject in the decision-making that racial animus to affect an adverse outcome, and that it also requires to show a causation element. [00:32:16] Speaker 00: This is critical here because this FERC subcommittee determined on its own analysis that the scholarship was lacking. [00:32:26] Speaker 00: The dean's comments about teaching and service were rejected. [00:32:32] Speaker 00: So when we can look at the fact that there is a concession that none of the subcommittee members acted with racial animus, and that the attempt to influence them, allegedly, wasn't successful, the cat's paw analysis under Stout necessarily fails. [00:32:51] Speaker 03: So just pushing back on that from what I think the plaintiff's counsel would say, the service to the university is a little, [00:33:02] Speaker 03: for the dean, who in fact had pressed Mr. Malakana into service in this athletic role, that then over time she and another senior administrator had thought he was overdoing. [00:33:19] Speaker 03: So there's a little bit of ambiguity in what they're asking him to do. [00:33:24] Speaker 03: And on scholarship, [00:33:29] Speaker 03: The concern I think that's raised there is that the evaluation of the scholarship, which in these cases is heavily dependent on external reviewers, that the external reviewers were even tainted by the dean's view conveyed through, I think it's professor number four, the senior member on the subcommittee, reaching out to the external faculty and saying basically this is someone that we're really worried about and that the dean [00:33:59] Speaker 03: is concerned doesn't make the grade, and so the case anyway, and I'm just interested in your best response, is that the scholarship evaluation was tainted. [00:34:10] Speaker 00: There's no record evidence of that. [00:34:14] Speaker 00: Anything that Dean said with respect to teaching and service was rejected by the subcommittee. [00:34:18] Speaker 03: Teaching and service, I'm talking scholarship and the external review work. [00:34:21] Speaker 00: That's what I'm getting at. [00:34:23] Speaker 00: They rejected the Dean's influence with respect to those two categories in the tenure review, but found him lacking on the scholarship. [00:34:29] Speaker 00: There's no evidence. [00:34:32] Speaker 00: that the dean influenced their evaluation of scholarship, and there's no evidence that the dean essentially acted through an intermediary to obtain an external negative review. [00:34:45] Speaker 00: What is clear is that the FERC conducted an extensive detailed analysis, prepared a 36-page single-spaced report with respect to their criticisms of his scholarship, [00:34:56] Speaker 00: This was not an area that the dean had weighed in on with regard to this particular application for the purposes of Catspaw, and there is no claim by the plaintiff that the FERC subcommittee, which unanimously concluded and is entitled to set standards and to evaluate the subject matter of an applicant's academic submissions, ultimately weighed against its [00:35:18] Speaker 00: So Katz-Klaue doesn't apply his – that the comparator analysis, I believe, is legally inadequate and not probative. [00:35:27] Speaker 00: And for all of these reasons – and I see the – I apologize. [00:35:31] Speaker 03: I know you're out of time, but let me just ask you – we'll bear with you to answer whatever questions the panel still has. [00:35:37] Speaker 03: But my one remaining question is it's concerning that – I think it's Professor No. [00:35:42] Speaker 03: 4 claims to have in February have [00:35:47] Speaker 03: had concerns about, February 2012, about his, an article, I'm sorry, professor number eight. [00:36:01] Speaker 03: Had decided the article he was responsible for reviewing didn't meet tenure standards, and I believe the record shows that it's not until November of that year when really the process is pretty much [00:36:15] Speaker 03: coming to a close that he even raises the concerns with the professor. [00:36:20] Speaker 03: And we're talking about that spans a summer, which in the world of academia is the time when a faculty member really can spend a significant amount of energy and hours on work. [00:36:32] Speaker 03: Is that accurate? [00:36:33] Speaker 00: And was there, I know there's this contract claim that there's a- I believe, Your Honor, if you look at the record, and we've both put forth the evidence record with regard to you, [00:36:45] Speaker 00: comments that were made about the professor's scholarship. [00:36:49] Speaker 00: While there were positive comments about drafts and abstracts or theses, there were repeated comments throughout his time at the University District of Columbia about his – whether he was on time for his publications. [00:37:01] Speaker 00: Now, Professor – Professor 22 was an external reviewer. [00:37:07] Speaker 00: It gave early comments with regard to a draft of the power of law article. [00:37:12] Speaker 00: zero indication that that professor was in any way influenced by an attitude with respect to Professor Malakana's tenure application. [00:37:22] Speaker 00: In fact, her comments were made long before the tenure application, and while favorable of the thesis, gave a summary of a variety of different elements that he could do to make the article better. [00:37:35] Speaker 00: Professor Nine also weighed in with comments that were ultimately partially incorporated, but ultimately not entirely incorporated into the power and law article. [00:37:47] Speaker 00: But it's not only the power and law article. [00:37:50] Speaker 00: two other articles, the HBCU article, as well as Coast Federal, were never submitted to the faculty before they were published and made it into his tenure application. [00:38:00] Speaker 03: So the question is, if somebody's told early on, this article's great, it meets tenure standards, and that people don't circle back, the concern I have is this notice concern, which is really raised through the contract claim, but it also, I think, dovetails potentially in the way the plaintiff would [00:38:18] Speaker 03: presented with the discrimination claim that professor number eight decides the article that he's responsible for reviewing doesn't meet tenure standards. [00:38:27] Speaker 03: February 2012, I'm looking at JA 190, and then it's not until November of that year, looking at JA 192 and 1178 to 80, [00:38:41] Speaker 03: that he expresses concerns directly to the professor. [00:38:45] Speaker 03: So I'm just worried about this notion that, yes, people are worrying, but they're not communicating in concrete, constructive ways. [00:38:57] Speaker 03: Here are the things you need to elevate in your scholarship in order to meet the hurdle. [00:39:06] Speaker 00: We're talking about the power of watercolor. [00:39:08] Speaker 00: The submission with respect to his promotion to an associate professor, it was a draft of the article, it wasn't the final article. [00:39:16] Speaker 00: He did not submit the Coast Federal article at that time. [00:39:18] Speaker 00: He did not submit the HBCU article. [00:39:21] Speaker 00: So regardless of a favorable, at least at that time, impression of the draft of the power and law article, the other two articles, which were also found to be seriously lacking in scholarly merit, were not considered as part of that analysis. [00:39:35] Speaker 00: And what's more, [00:39:37] Speaker 00: He had received multiple different comments and suggestions on the power and law article from Professor Nine and external review of Professor 22 long before his tenure application. [00:39:53] Speaker 00: And during his reviews, there were discussions with regard to his tenure clock and taking advantage of Professor [00:40:01] Speaker 00: Nine, as a mentor for the scholarship issues, and to become the prolific scholar and the contributing scholar that the university requires. [00:40:11] Speaker 03: So in terms of the time gap, you don't really have a, of this senior member on the subcommittee. [00:40:18] Speaker 03: And whether he, you know, I mean, because it's one thing for, you know, in faculties, people give you feedback on your work all the time. [00:40:25] Speaker 03: Sometimes it conflicts, sometimes it's not your particular taste or choice. [00:40:30] Speaker 03: But for somebody who's on a tenure committee and a senior member and himself African American to say, this is going to put you in tenure trouble. [00:40:39] Speaker 03: It seems like it's incumbent on the university if the guy is in tenure trouble, not just to say, hey, I would do your article differently, or hey, you could strengthen it in this way. [00:40:48] Speaker 03: But I've read your article. [00:40:50] Speaker 03: you're in tenure trouble, and the summer coming up, you better get into the library and improve it. [00:40:57] Speaker 03: And it sounds like that professor reached that conclusion in February, but didn't communicate it to the candidate until November. [00:41:07] Speaker 00: Of course, during this time, the FERC subcommittee is also reviewing other submissions from this professor as well as other candidates. [00:41:15] Speaker 00: But I want to bring this back to the burden here. [00:41:18] Speaker 00: The burden is for the plaintiffs to show that the FERC subcommittee decision, that the FERC decision, which was nearly unanimously, was not reasonably and honestly held. [00:41:28] Speaker 00: And the timing of that communication, while we submit that he had been receiving constructive comments and concerns about his scholarly work during this process, [00:41:42] Speaker 00: It doesn't bear on that ultimate question, in our view, as to whether the FERC subcommittee honestly believed the merits of the – of the scholastic merit of the work that was submitted to them for tenure. [00:41:53] Speaker 03: And in terms of deference, are you asking for deference? [00:41:56] Speaker 03: I read your brief to say no. [00:41:57] Speaker 03: You're not asking for special deference for universities. [00:41:59] Speaker 00: No, I don't – I disagree with counsel's argument that Judge Bergen-Jackson applied the incorrect standard. [00:42:06] Speaker 00: Okay. [00:42:07] Speaker 03: And you don't think the correct standard includes any special, heightened deference for universities? [00:42:12] Speaker 03: It's – we're not taking the position – That would apply to other – I'm sorry. [00:42:15] Speaker 00: We're not taking the position that it's special or heightened in the sense that it creates an additional burden. [00:42:22] Speaker 00: The courts have discussed in Zahorek in particular the reasons why courts do not interfere with genuine academic decision-making. [00:42:31] Speaker 00: I think it's fair to say this court, in dictum in the Steele v. Mattis case, indicated that deference – I think the quote is, deference may well be appropriate when the question turns on genuine academic disagreement or substantive qualifications for position. [00:42:49] Speaker 00: And in that statement, the court cited University of Michigan v. Ewing, Horwitz v. University of Missouri. [00:42:57] Speaker 00: There's a Horwitz case from the Second Circuit. [00:42:59] Speaker 00: the same cases that we're talking about with respect to all the reasons why courts do not interfere with substantive decision-making, also alluding to what Your Honor said before with regard to inevitably this case, the precedential value of this case, it invites courts and juries to [00:43:22] Speaker 00: Second, guess the subject matter expertise of the tenured faculty members who were charged with this responsibility. [00:43:30] Speaker 00: This case is accessible to us because he's a lawyer, and some of us in the room are tenured professors. [00:43:38] Speaker 00: The next case could be a quantum physics professor or a professor of 18th century Russian literature, asking the jury to assess credibility based on their ability to digest that subject matter expertise and also to understand the doctrinal differences within the specialties and the longstanding disputes among professionals in that field. [00:44:01] Speaker 03: The next person could be a CPA, could be a construction worker, could be a glass [00:44:08] Speaker 03: a lot of things that we don't particularly understand. [00:44:11] Speaker 03: So I understand that we do not sit as a super personnel committee, and I understand and appreciate that that's not our role, and that it's quite a delicate task to stay away from that. [00:44:26] Speaker 03: Thank you, ma'am. [00:44:27] Speaker 02: Wait, I have several questions. [00:44:29] Speaker 02: All right, first, does the subcommittee renew more than one tenure applicant? [00:44:37] Speaker 00: A subcommittee is assigned. [00:44:41] Speaker 00: Three individuals, they're not always the same individuals for each candidate. [00:44:45] Speaker 00: If there are two candidates, the three subcommittee members may be different for each candidate from the other. [00:44:51] Speaker 00: That's why we recognize the importance of the similarity of the decision-makers here. [00:44:56] Speaker 00: I understand that. [00:44:57] Speaker 02: I'm just trying to find out if the subcommittee for the plaintiff reviewed anyone else at the same time. [00:45:07] Speaker 00: I can't answer that on this record, Your Honor. [00:45:10] Speaker 02: All right. [00:45:10] Speaker 02: Can I, can, do you know whether, first of all, I want to ask you, nobody's mentioned this email to Dean Broderick, who asks one member to speed things up and she says, I will, but in view of the loss of four faculty members, all of them people of color in the last four months or whatever, I'm not going to clean house for her, something like that. [00:45:37] Speaker 02: What's your position on that? [00:45:39] Speaker 00: Well, I think the comments and opinions that are referenced here are largely immaterial and not probative of the actual issue that's in this case. [00:45:46] Speaker 00: The actual issue in this case, the protection issue in this case, is whether the decision of the FERC and the subcommittee and their assessment of Professor Malikana's scholarship was not reasonably held. [00:45:55] Speaker 00: Bernie's quite specific about the analysis. [00:45:57] Speaker 02: Let me ask you again about Mr. McLean, who is, I understand, deceased. [00:46:04] Speaker 02: So I don't think we have to worry about [00:46:06] Speaker 02: this protective order but horrible he's the one discussed in Brown versus Sessoms because we went into the record and found that he submitted in his lack of publications he submitted a brief as one and then a Maryland law journal article about that which is not supposed to count as related material unless [00:46:36] Speaker 02: So and so, so and so. [00:46:37] Speaker 02: So they counted both of those, apparently. [00:46:41] Speaker 02: Yes. [00:46:41] Speaker 02: He did not have a third. [00:46:43] Speaker 02: And he was, according to the Brown opinion, he was, and that was quoting Professor Brown's complaint. [00:46:53] Speaker 02: So that's, we don't know. [00:46:55] Speaker 02: But that he was awarded all sorts of credit for service. [00:46:59] Speaker 02: And my question to you is, is there anything in the record about any of these professors [00:47:06] Speaker 02: that they overlooked the scholarship or even overlooked the teaching because of service? [00:47:14] Speaker 02: Or is that just Mr. McLean? [00:47:17] Speaker 00: I'm not aware of anything that fits that precise question, Your Honor, in the record with respect to that. [00:47:24] Speaker 00: What I do know with regard to Professor McLean is he was well regarded in the field of DNA analysis, that the FERC committee and its judgment [00:47:33] Speaker 00: decided to give him credit for scholarly equivalence, practice material equivalence, which under the standards of procedures manual for the University District in Columbia, they are entitled to do. [00:47:43] Speaker 02: Okay. [00:47:43] Speaker 02: And then finally, Dean Broderick was dean for 20 years. [00:47:49] Speaker 02: That's right. [00:47:50] Speaker 02: Is that right? [00:47:51] Speaker 02: Do you know if that's usual in law school deans? [00:47:55] Speaker 02: I mean, this is off the record, but that's an unusually long time, I think, for a tenure [00:48:03] Speaker 00: I can't say. [00:48:04] Speaker 00: I'm familiar with my own law school and by virtue of this representation, Dean Broderick. [00:48:10] Speaker 00: But I know that Dean Broderick was recognized for her service to the university and that during her tenure, the university was recognized as one of the best – most diverse tenured faculty and one of the best for minority students. [00:48:27] Speaker 02: Thank you. [00:48:34] Speaker 02: I want you to take two minutes. [00:48:35] Speaker 01: Thank you, Judge. [00:48:44] Speaker 01: Your Honor, Your Honors, I would appoint the court to Joint Appendix, page 397. [00:48:52] Speaker 01: It is [00:48:53] Speaker 01: Dean Broderick's report on Mr. Mamakana to the provost, which I think establishes a jury could see that she does taint and influence the process both above and below her. [00:49:08] Speaker 01: Rather than just informing the provost that the FERC found that Mr. Mamakana's scholarship did not meet, but that teaching and service did meet, she reports to the provost [00:49:21] Speaker 01: that she would have found and did find that he didn't make it in anything and then became very critical of his service and his judgment in taking on the athletic representative role and talking about the teaching. [00:49:36] Speaker 01: A jury could look at this and say this is somebody who is attempting to influence the process, not just reporting to the provost what the FERC found. [00:49:45] Speaker 01: All of the facts that defense counsel talked about would make a perfectly fine closing argument to the jury. [00:49:55] Speaker 01: But that's the point. [00:49:57] Speaker 01: There was sufficient evidence for a jury to see this either way. [00:50:02] Speaker 01: And the district court clearly applied heightened deference that is painfully obvious [00:50:11] Speaker 01: from the quotes on page 39 of our brief. [00:50:14] Speaker 01: Two of them, I'll just read quickly, the court is required to accord great deference to an educational institution when it undertakes a review of an academic determination. [00:50:26] Speaker 01: And a court may not overturn an academic decision unless it is such a substantial departure from an accepted academic norm as to demonstrate that the person or committee responsible did not actually exercise professional judgment. [00:50:42] Speaker 01: That's not a standard that's applied to any other industry. [00:50:46] Speaker 01: and it shouldn't have been applied here. [00:50:48] Speaker 01: This court did not have to address the issue in Manus versus Steele because that did not, the employment action at issue did not involve arguably academic judgment. [00:51:00] Speaker 01: If this court is going to address the issue here, it should hold clearly and unmistakably that educational institutions are subject to the same standards and the same burdens of proving pretext as any other employer. [00:51:18] Speaker 02: All right, thank you.