[00:00:04] Speaker 04: 222, Henry Connell. [00:00:33] Speaker 04: OK. [00:00:55] Speaker 04: Are you ready? [00:00:57] Speaker 04: Mr. Blankenship. [00:00:58] Speaker 02: Good morning, Your Honors. [00:00:59] Speaker 02: My name is Keith Blankenship. [00:01:01] Speaker 02: I'm an appellate attorney. [00:01:03] Speaker 02: for Connor at all. [00:01:07] Speaker 02: I have a client that discovered something that was very special about laser beam dynamics in the creation of electrodes for very, very tiny batteries. [00:01:17] Speaker 01: I see that Connor only addressed Newman in making his arguments directed at claims 10 to 17, which contain the clip laser pulse limitation, and not claims 6 to 9. [00:01:30] Speaker 01: Am I correct that Connor agrees the patentability of claims 6 to 9 rise and fall with our determination is to claim one? [00:01:42] Speaker 01: Yes, Your Honor. [00:01:46] Speaker 02: And when I say tiny, I mean very, very tiny. [00:01:50] Speaker 02: I'm sorry to have littered my brief with exclamation points everywhere when talking about things so incredibly small, but you almost have to change your mode of thinking. [00:01:58] Speaker 01: In the red brief, [00:02:00] Speaker 01: at 19, the PTO points out the procedural posture of claim five claims six to nine specifically with respect to where the PTAB states that claims six to nine will be canceled in an amendment contemporaneous to the filing of this brief. [00:02:18] Speaker 01: Did Connor ever file that contemporaneous amendment? [00:02:23] Speaker 02: I look forward to the record, Your Honor, and the answer is no. [00:02:27] Speaker 02: And because the board dealt with [00:02:29] Speaker 02: all of the claims, 1 through 17, we dealt with them as well. [00:02:35] Speaker 01: So why shouldn't we find Connor's arguments related to separate patentability of 6-9 WAVE then, given your answers to the last two areas? [00:02:49] Speaker 02: The short answer, Your Honor, is I'm not sure. [00:02:51] Speaker 02: I'm not familiar with that scenario and how it would be treated, but if that's [00:02:57] Speaker 02: If that's applicable, then that's the way it must be. [00:03:02] Speaker 02: Offhand, I don't know of case law that stands for the proposition that they have to be included because the board does discuss them. [00:03:11] Speaker 01: In the reply brief at 12, Connor argues that Brennan does not, I'm quoting, does not support the proposition that is an oblation of through holes. [00:03:22] Speaker 01: save a single reference at column 13, lines 19 to 20. [00:03:28] Speaker 01: But Brennan discloses the practice of laser pulses to ablate through holes, both at column 21, column 2, line 27, and again at column 4, lines 8 and 9. [00:03:43] Speaker 01: Where in the record can you provide proof of evidentiary support for your argument that Brennan is not dispositive? [00:03:53] Speaker 02: that Brennan is not dispositive of the issue that there are through holes in a membrane or dispositive of? [00:04:00] Speaker 02: When I went back in the red brief, appellees discussed numerous references where they believed that they saw Brennan putting through holes channels into materials. [00:04:13] Speaker 02: I went back and I looked at them. [00:04:15] Speaker 02: And what I found out is that most what they talked about is that in that one area where I mentioned it was through the mask. [00:04:22] Speaker 02: Now, what Brennan is discussing, so my client is shooting directly onto a membrane. [00:04:28] Speaker 02: But in several situations, what Brennan is discussing is there's a membrane, there's a laser, and there's a mask in between the laser and the membrane. [00:04:40] Speaker 02: And the through holes are in the mask and not the membrane. [00:04:45] Speaker 02: And that's what he's discussing in most of the situations. [00:04:48] Speaker 02: One of the discussions of a through hole [00:04:52] Speaker 02: was accurate. [00:04:53] Speaker 02: That's right. [00:04:55] Speaker 02: However, Brennan is not discussing through holes in terms of creation of a membrane. [00:05:02] Speaker 02: Brennan is discussing the roughening of a surface. [00:05:05] Speaker 02: And it can have, and it can go all the way through a surface. [00:05:09] Speaker 01: All right. [00:05:11] Speaker 01: It can go through the membrane. [00:05:12] Speaker 02: Yes. [00:05:14] Speaker 01: Then what's your point? [00:05:17] Speaker 02: Our point is, Your Honor, that my client is creating cell membranes. [00:05:22] Speaker 02: And they're fixing the ablation to do it. [00:05:26] Speaker 02: And they're using an ablation value that adeptly cuts through the entirety of the surface to create very, very, very small membrane channels. [00:05:41] Speaker 02: And doing it at a range that Brendan does not disclose. [00:05:45] Speaker 02: We're not saying that people are not cutting holes in membranes. [00:05:47] Speaker 02: That's what a membrane is. [00:05:49] Speaker 02: That's what all membranes are. [00:05:51] Speaker 02: My client is doing it in a very, very special way at a very precise ablation value in a way that would sort of coind. [00:06:01] Speaker 02: We're fixing the ablation value to be such that not only does it barely create a hole, but it's creating a hole that is smaller than the diameter of the laser beam itself. [00:06:17] Speaker 02: I think in my brief I mentioned it's like hitting a wall with a sledgehammer. [00:06:20] Speaker 02: and looking at the wall and realizing the hole we just put in there is smaller than the sledgehammer head itself. [00:06:27] Speaker 02: And that's what's special about the claims. [00:06:29] Speaker 02: That is what we're seeking. [00:06:30] Speaker 02: And that is not down in Brennan. [00:06:35] Speaker 02: Brennan is fits into what we see in the prior case law for the unlimited range or nearly unlimited range of values. [00:06:45] Speaker 02: Brennan sort of all-handedly mentions that [00:06:48] Speaker 02: By the way, in order to make a hole, you must use the amount of power that it takes to make a hole. [00:06:53] Speaker 02: We don't consider this very profound. [00:06:56] Speaker 02: And it's offhand. [00:06:58] Speaker 02: It's limitless. [00:06:59] Speaker 02: It does not have an upper range limit to it. [00:07:02] Speaker 02: And in cases like this, this court has previously dealt with ranges that are unlimited or so large as to be unhelpful to a person's ordinary skill in the art [00:07:16] Speaker 02: in working their way towards the claim of invention, this court is disregarded, has deemed them as not good evidence, not part of a prima facie case. [00:07:27] Speaker 02: And that's one of the procedural issues that we have with this, Your Honor. [00:07:31] Speaker 02: The court looked at the range. [00:07:33] Speaker 02: Brennan says, well, you have to use enough energy to make a hole, and every material has an ablation value, has an ablation threshold. [00:07:40] Speaker 02: So it's got to be more than that. [00:07:43] Speaker 02: So the board and the examiner, [00:07:45] Speaker 02: looked at that statement and said, well, because it discloses an infinite range, and your range is in that infinite range because you are making a whole. [00:07:55] Speaker 02: Therefore, you fit into the Peterson category of, this is enough to claim that a prima facie case of obvious since has been established. [00:08:07] Speaker 02: But we disagree. [00:08:07] Speaker 02: We don't think that Peterson stands for that proposition at all. [00:08:11] Speaker 02: We see this in the N. Ray Baird Genetics Institute. [00:08:15] Speaker 02: It's almost like a railroad track, in our opinion. [00:08:18] Speaker 02: That if a claim, if the range is so large to be unhelpful, railroad track sends it over to the Bayer Genetics Institute line of cases. [00:08:28] Speaker 02: If that range is a finite and has guidance and has some way of pointing the person of ordinary skill in the art towards the claim that mentioned, then it goes into Peterson. [00:08:37] Speaker 02: And it does establish it. [00:08:39] Speaker 01: Where do you produce evidence from Brennan or elsewhere [00:08:44] Speaker 01: to support what you're making now as an attorney argument, that setting an ablation value of 4 or less was critical to the claimed invention or led to unexpected results concerning the uniformity of holes to be ablated. [00:09:02] Speaker 02: The evidence for that is in the specification itself where we talk about the incubation effects. [00:09:08] Speaker 02: Where we talk about you cannot simply blast a hole over and over and over again. [00:09:15] Speaker 02: Because when you do that, every time you hit a spot with a laser beam, you are making it more and more impervious to ablating it with a laser beam, the incubation effects. [00:09:30] Speaker 02: But also, in a topic that's very related to what you just asked, the criticality, in the Steppen Court, I think that [00:09:41] Speaker 02: that their line of analysis agreed with what we are asking for in saying that in an infinite range of values, it's wrong and misplaced procedurally to put the onus of supplying criticality onto the applicant. [00:10:02] Speaker 02: At the very end of Steppen, it describes that if there's an unhelpful range, unlimited range of values, [00:10:10] Speaker 04: What you're asking us to make an assumption is if it's not contested and completely true, which is that this is an infinite range. [00:10:18] Speaker 04: But that seems an exaggeration to me. [00:10:23] Speaker 04: I mean, Brennan expressly discloses an upper limit to his preferred ablation levels. [00:10:29] Speaker 04: And it's not an infinite range. [00:10:32] Speaker 04: I don't understand why you're saying it's an infinite range. [00:10:35] Speaker 02: So there are two parts of Brennan. [00:10:37] Speaker 02: The first part, and the part that the board and the examiner use, was that offhand remark where it says, to make a hole, you must use enough energy to make a hole. [00:10:46] Speaker 02: And then Brennan describes the surface roughening that he is doing, and he gives values for that. [00:10:54] Speaker 02: Now, if you, and we dealt with this in the brief, now if you were to look at the values that Brennan describes that he is using, [00:11:02] Speaker 02: those result in features that are many thousands of times greater than the results that my client is getting. [00:11:10] Speaker 02: Therefore, if you look at it as, if you look at Brennan as, if you take the part that has infinite range, yes, we fall into it. [00:11:17] Speaker 02: But we say that that's irrelevant. [00:11:19] Speaker 02: But if you look at the part of Brennan where he is doing the surface roughening and he does give the details, then we do not fall into that. [00:11:28] Speaker 02: So it's almost on one hand infinite range, [00:11:32] Speaker 02: fall into it, but we think that's procedurally wrong. [00:11:34] Speaker 02: On the other hand, if you look at the actual variables that he is giving for what he is doing, we don't fall into that. [00:11:42] Speaker 02: We're creating membranes that are thousands of times smaller than his mistakes. [00:11:51] Speaker 02: When he's talking about the deviations, what he's saying is that we're making mistakes that are this big in difference from one to the other. [00:11:57] Speaker 02: And our membranes are so much smaller, not even the features that he's making, but the mistakes from those features. [00:12:02] Speaker 02: Let me read to you from your brief. [00:12:04] Speaker 01: Yes, Your Honor. [00:12:06] Speaker 01: I'm at page 24 of the blue brief. [00:12:08] Speaker 02: Yes, Your Honor. [00:12:09] Speaker 02: I'm sorry, is this the first or the second? [00:12:11] Speaker 02: The reply to the blue brief. [00:12:16] Speaker 01: First full paragraph. [00:12:20] Speaker 01: OK. [00:12:22] Speaker 01: This court's jurisprudence on the top of ranges [00:12:26] Speaker 01: can be skilled to the following principle, an overlap in ranges between and less the occur if the claim range lies within a disclosed range. [00:12:40] Speaker 01: You following me there? [00:12:41] Speaker 02: That is gibberish? [00:12:43] Speaker 01: Yes. [00:12:44] Speaker 01: It's authentic gibberish. [00:12:45] Speaker 02: Yes. [00:12:47] Speaker 02: No one on this court ever said that. [00:12:50] Speaker 02: That's clearly a cut and paste error. [00:12:53] Speaker 02: My apologies for that. [00:12:54] Speaker 01: My marginal note says, [00:12:55] Speaker 01: Do you actually care how this case comes out? [00:13:00] Speaker 01: Certainly. [00:13:00] Speaker 01: Submitting that in a brief? [00:13:05] Speaker 02: I didn't look at the difference between the actual Microsoft Word version that I submitted and then the PDF that resulted from it. [00:13:12] Speaker 02: But what's meant to be here is that if there's an overlap, Peterson stands for the principal, that if there's an overlap in ranges and the claimed range falls wholly within that range, then it's generally considered that it's [00:13:25] Speaker 02: And that is probably obvious. [00:13:28] Speaker 02: But we believe that Genetics Institute stands for a proposition that's different if it's unlimited. [00:13:35] Speaker 02: And I see that I'm into you. [00:13:36] Speaker 04: Yeah, why don't we hear from the government and say what you've got to say. [00:13:39] Speaker 02: Thank you, Your Honors. [00:13:39] Speaker 04: Thank you. [00:13:52] Speaker 00: Good morning, Your Honors. [00:13:53] Speaker 00: Thank you. [00:13:53] Speaker 00: May it please the court. [00:13:54] Speaker 00: I wanted to begin by talking about a couple of questions you had had to Appellants' Council. [00:14:01] Speaker 00: There was some discussion about whether or not Brennan discloses through holes. [00:14:06] Speaker 01: Well, let me do a housekeeping question for you. [00:14:08] Speaker 01: Certainly. [00:14:09] Speaker 01: Which I basically asked your opposing counsel. [00:14:12] Speaker 01: In the red brief at 19, you point out, you point to the record how Conner told the PTAB, quote, claim 6-9 will be canceled in an amendment contemporaneous [00:14:23] Speaker 01: to the filing of this brief. [00:14:27] Speaker 01: And it goes on to say that because Conner didn't follow through, the PTAB didn't address 6 to 9 separately. [00:14:35] Speaker 01: In view of SAS, do we have an SAS issue arising from the fact that the PTAB didn't address each of the examiner's grounds of rejections as raised initially by Conner? [00:14:49] Speaker 00: The way the PTAB did it is kind of interesting, because although Connor did say that he was going to withdraw claims six through nine, the PTAB actually said in a footnote on page one of their decision that they were going to consider it, because they hadn't seen the amendment yet to withdraw six through nine. [00:15:08] Speaker 00: So this is kind of an interesting case. [00:15:11] Speaker 00: I'm not exactly sure whether this is waived or not. [00:15:16] Speaker 00: But if it's not waived, he clearly [00:15:19] Speaker 00: defended six through nine solely on the grounds that he defended one through four. [00:15:24] Speaker 00: Yeah, it still falls within one. [00:15:26] Speaker 00: Right. [00:15:26] Speaker 00: The posture is so weird. [00:15:28] Speaker 00: It is. [00:15:28] Speaker 00: I agree with that, Your Honor. [00:15:32] Speaker 00: I wanted to mention that it's pretty clear if you look at the drawings in Brennan that Brennan actually makes through holes through the substrate and not just through the mask. [00:15:42] Speaker 00: If you look at pages, for example, in the appendix at [00:15:51] Speaker 00: 243 through 248, there are actual visual representations of through holes through the substrate. [00:16:03] Speaker 00: So it's very clear that Brennan does both surface texturing and through holes, and that's contemplated by the prior art. [00:16:10] Speaker 00: The second thing is there's a lot of mention, and I think as your honor has pointed out, it's mostly attorney discussion. [00:16:17] Speaker 00: of that the claimed invention does not give rise to incubation effects, which are said to diminish the quality of the holes that are being drilled. [00:16:28] Speaker 00: What I wanted to point out is that there is, in fact, no evidence that there is any difference between the claimed invention and any of the prior art in that regard. [00:16:36] Speaker 00: And Brennan specifically mentions as well that if you use short pulses, you're not going to have heat propagating through the non-ablated part of the substrate. [00:16:46] Speaker 00: So I think that that's the site for that, in case you want to look it up, is column 13, lines 59 through 65 of Brennan, which is on appendix 255. [00:16:59] Speaker 01: I couldn't find any place where it was not attorney argument. [00:17:04] Speaker 00: Well, that's true. [00:17:05] Speaker 00: I think we pointed out in our brief that there was basically no evidence whatsoever that was rebuttal evidence provided [00:17:13] Speaker 00: to the prima facie case that was made out by the examiner. [00:17:17] Speaker 00: And the final thing I wanted to point out was that he talked at the end of his argument about how small the size is compared to his client's invention versus that in Brennan. [00:17:30] Speaker 00: There's absolutely no claim limitation whatsoever in the application about the size of the holes being ablated. [00:17:37] Speaker 00: It's a very general just ablate at a particular laser fluence. [00:17:43] Speaker 00: If there are no further questions, I'll thank you very much. [00:17:54] Speaker 02: If I can pick up right where Pelley's counsel left off, but the size is directly determined by that ablation value that we're putting into the claims. [00:18:06] Speaker 02: It's a consequence of it. [00:18:08] Speaker 02: As that ratio draws closer to one to one, [00:18:13] Speaker 02: The diameter of the holes is shrinking. [00:18:15] Speaker 02: But the board never really considered the diameter of Brennan and the diameters of the other priority. [00:18:19] Speaker 02: They considered depth. [00:18:21] Speaker 02: And in doing that, they erred. [00:18:23] Speaker 02: Additionally, they did not consider the ideas. [00:18:28] Speaker 02: One of the propositions of this court is sometimes the idea itself is the invention. [00:18:34] Speaker 02: And the board had nothing but other than conclusory remarks of how to [00:18:39] Speaker 02: of the significance of having the rows of membranes equally sized. [00:18:45] Speaker 02: And one of the things I tried to emphasize that for larger batteries, there are so many membrane channels that statistically they will be approximately the same or with an invariance. [00:18:57] Speaker 02: But that's for running, you know, for toys or electronics or something that you can feel or hold. [00:19:06] Speaker 02: But when you're developing machines that are comparable to, say, the size of a grain of rice or hearing aids, well, it may be necessary that you're not firing off thousands of ions through membrane channels. [00:19:19] Speaker 02: But instead, you may need to activate 10, 15, or in extreme cases, one ion through a membrane channel at a time. [00:19:30] Speaker 02: And when you do that, the regularity is not controlled by statistics anymore. [00:19:34] Speaker 02: The regularity is controlled by the actual physical diameter of what it is you've done. [00:19:39] Speaker 02: And in cases where you are creating a battery that requires regular performance for some sort of critical function, if you don't want to destroy a very, very small circuit, there should be regularity in the membrane channels to ensure that there is a regular amount of energy output. [00:20:01] Speaker 02: And that's the invention that was conceived of by my client for claims, say, 10 through 17. [00:20:07] Speaker 02: It just is not down in the priority. [00:20:09] Speaker 02: All that's found is that, well, we could do it. [00:20:12] Speaker 02: But don't forget, this isn't just a case about laser ablation. [00:20:15] Speaker 02: This is a case about creating a battery membrane. [00:20:18] Speaker 02: And the function matters and the purpose matters. [00:20:23] Speaker 04: Thank you.