[00:00:00] Speaker 01: Williams versus O'Rourke. [00:00:38] Speaker 01: Please proceed, Mr. Kelly. [00:00:40] Speaker 03: Good morning, and may it please the court. [00:00:43] Speaker 03: Above all, may it please the Lord that it be shown today that the 1985 decision did contain clear and unmistakable error. [00:00:50] Speaker 03: The 2015 decision was nothing if not arbitrary and capricious. [00:00:55] Speaker 03: And the Veterans Court most certainly misinterpreted 38 CFR 3.326, which was in direct contradiction to the plain language which says [00:01:07] Speaker 03: that it does apply to any claim for disability compensation or pension, whether it be an original claim, a reopen claim, or one for increase. [00:01:21] Speaker 02: Did you argue 3.326 below or did you argue really 3.327? [00:01:27] Speaker 03: We argued both, Your Honor. [00:01:33] Speaker 03: Both before the Board and at the Veterans Court. [00:01:37] Speaker 03: We argued that Mr. Williams, of course, the VA failed to provide an examination. [00:01:45] Speaker 03: We know this. [00:01:47] Speaker 03: But why? [00:01:49] Speaker 03: Why wasn't he given an examination? [00:01:52] Speaker 03: And the answer is because the VA believed that they had already provided an examination. [00:02:00] Speaker 03: 3.326 says it applies to any claim. [00:02:04] Speaker 03: a Veterans Administration examination must be afforded in any disability claim. [00:02:10] Speaker 03: They had an examination. [00:02:12] Speaker 03: They had these hospital records from August 6 to August 10 and they said this is our examination for a seizure disorder. [00:02:20] Speaker 03: The claim is not complete and then they proceeded with the denial. [00:02:26] Speaker 03: The problem is [00:02:28] Speaker 03: that examination was not valid by their very own statutes, which explained what an examination is and what it must contain. [00:02:37] Speaker 03: And these records, this patient intake form, completely fell short of what a valid examination would be. [00:02:50] Speaker 03: And at that point, the regulation 19.182 required [00:02:56] Speaker 03: that the case be remanded, which it was not. [00:03:05] Speaker 03: The failure to provide an examination is clear. [00:03:10] Speaker 03: But that's not the basis of the Q Challenge. [00:03:15] Speaker 03: The Q Challenge is based on the why. [00:03:18] Speaker 03: Why wasn't the examination ordered? [00:03:22] Speaker 03: And the reason is because they thought they had an examination already. [00:03:28] Speaker 03: They weren't going to provide an examination. [00:03:30] Speaker 03: This is a claim that was submitted and denied the same month. [00:03:40] Speaker 03: It was reopened and continued the denial, same month. [00:03:46] Speaker 03: They believed that this intake form, these progress notes, would [00:03:55] Speaker 03: satisfy their requirement for an examination and that they weren't going to provide any more examinations for Mr. William as related to a seizure disorder. [00:04:09] Speaker 02: So you're claiming that the VA should have ordered an examination back in 1985. [00:04:17] Speaker 03: What were? [00:04:19] Speaker 02: They didn't order the medical examination in 1985 that you're arguing that they should have. [00:04:25] Speaker 02: Is that right? [00:04:29] Speaker 03: That is an effect that flows from what we're really arguing, and that is that they misapplied the regulation. [00:04:37] Speaker 02: But the harm is that your client didn't get a medical examination in 1985. [00:04:42] Speaker 02: Is that right? [00:04:46] Speaker 03: And the truth, yes, but the harm being that he wasn't given the same [00:04:56] Speaker 03: rights that someone should have received in his position had the regulation been followed. [00:05:04] Speaker 02: Isn't it true that any time the VA fails to order a medical examination that it should have ordered, there was some underlying legal error in making that decision not to order a medical examination? [00:05:26] Speaker 03: Perhaps. [00:05:30] Speaker 03: However, the VA is far too broad in wishing to bring a Q challenge under the guise of the VA's duty to assist. [00:05:44] Speaker 03: And that was evidenced in those decisions. [00:05:49] Speaker 03: When no analysis was conducted, [00:05:56] Speaker 03: to understand why this regulation was misapplied or why it was ignored. [00:06:03] Speaker 03: And instead it was, if you're going to challenge anything about an examination, we're going to claim duty to assist. [00:06:11] Speaker 03: And then they're going to, right afterwards, cite to this court's Cook opinion. [00:06:18] Speaker 03: And that's unfair to the Q challenge, which says that [00:06:27] Speaker 03: by not following the regulations that Mr. Williams did not get the proper administrative actions that he was afforded by law. [00:06:45] Speaker 03: And as a result, it most certainly, manifestly changed the outcome of his appeal for the board. [00:06:55] Speaker 01: Well, you say that. [00:06:56] Speaker 01: But the Veterans Court held Mr. Williams had not demonstrated he was prejudiced by failure to obtain this remedy. [00:07:03] Speaker 01: That's a fact finding. [00:07:05] Speaker 01: We can't review that. [00:07:08] Speaker 01: So if the Veterans Court actually made a fact finding that the failure to have conducted an exam in this case did not prejudice your client, [00:07:19] Speaker 01: Even if there was a failure to conduct an exam, we can't review that finding of prejudice because that's a fact finding and we don't have authority to review that. [00:07:28] Speaker 01: So I don't see how you can meet the Q standard in light of that. [00:07:32] Speaker 01: Even if I agree with you entirely on your regulatory interpretation argument, Q requires that there be an error [00:07:41] Speaker 01: that is outcome determinative, and the Veterans Court expressly found, as a matter of fact, your client wasn't prejudiced by the failure to get an exam. [00:07:50] Speaker 01: It's a whole different issue than the one you're arguing now, but it equally resolves your case. [00:07:55] Speaker 01: And I don't have the jurisdiction to look behind that determination. [00:08:04] Speaker 03: Your Honor, speaking about the Veterans Court decision, which was [00:08:13] Speaker 03: in plain misinterpretation of the statute. [00:08:15] Speaker 01: So to make a finding based on a misinterpretation... The finding that there wasn't prejudice in this case, that's different than their finding about what 3326 or 19.182 mean. [00:08:30] Speaker 03: They're saying even if... It's hard to imagine that they can make a [00:08:37] Speaker 03: a determination based on a complete misinterpretation of the statute. [00:08:41] Speaker 01: Oh, but they did, and it's a question of fact. [00:08:44] Speaker 01: I don't get to review questions of fact. [00:08:49] Speaker 01: Should we hear from the government, or is there anything else you'd like to say before your rebuttal? [00:08:55] Speaker 01: Okay, I'll observe my time. [00:09:09] Speaker 00: Good morning, Your Honors, and may it please the court. [00:09:12] Speaker 00: The Veterans Court made three distinct and independent holdings below. [00:09:16] Speaker 00: The first was that Cook bars this claim because as this court held on Bonk and Cook, a cue claim can never be based on a breach of the duty to assist. [00:09:28] Speaker 00: The second holding was that [00:09:33] Speaker 00: 3.326 and 3.3267 applies only to original claims. [00:09:38] Speaker 00: We don't disagree with Mr. Williams that 3.326A, subsection A, clearly applies to both reopened and original claims. [00:09:48] Speaker 00: But Mr. Williams did not argue that 3.326A applied. [00:09:52] Speaker 00: He only referenced 3.326C in his briefings in the Veterans Court below. [00:09:59] Speaker 00: And then the third independent holding as Judge Moore was just pointing out is that this case was not outcome determinative because Mr. Williams had failed to show prejudice. [00:10:13] Speaker 00: So the only claim over which this court could potentially exercise jurisdiction is the interpretation of 3.326 as Mr. Williams's claim has been wrongly interpreted. [00:10:25] Speaker 00: But even if you accept that that claim has been preserved and even if you accept that [00:10:29] Speaker 00: the judge misinterpreted in its decision, 3.326A requires that there must have been a reasonable probability that the claim for benefits, the medical claim, is connected to Mr. Williams' service. [00:10:49] Speaker 00: That was never argued to the Veterans Court that the reasonable probability prong had been met. [00:10:54] Speaker 00: And contrary to my friend's assertions here, [00:10:58] Speaker 00: The board did not conclude that the reason it was not remanding for a VA examination was because it had already received one. [00:11:05] Speaker 00: Rather, it concluded that there was no reasonable doubt that Mr. Williams' seizure disorder, as diagnosed in 1982 and as presented in 1984 and 1985, was unrelated to his service. [00:11:20] Speaker 00: That factual preclusion just has never been at issue. [00:11:25] Speaker 00: It was finalized in 1985. [00:11:27] Speaker 00: It was never appealed. [00:11:28] Speaker 00: And even if the misinterpretation of 3.326A is in this court's jurisdiction at this point, it doesn't make any difference to the case because Mr. Williams cannot demonstrate the reasonable probability prong. [00:11:48] Speaker 00: If the panel has any questions, I'm happy to address them. [00:11:51] Speaker 00: Otherwise, we'll rely on our brief. [00:11:54] Speaker 00: Okay, thank you. [00:11:58] Speaker 01: Mr. Kelly, you have rebuttal time. [00:12:08] Speaker 03: Thank you, Your Honors. [00:12:10] Speaker 03: The reason why Mr. Williams had to never demonstrate a reasonable probability is because in all of the administrative actions that had taken place, there was no sign whatsoever from the Secretary that they [00:12:24] Speaker 03: believed that there was no reasonable probability of a valid claim. [00:12:28] Speaker 03: Quite the contrary, they accepted the claim even though it was not adjudicated properly. [00:12:36] Speaker 03: They went through the adjudicated process. [00:12:39] Speaker 03: The board made a decision. [00:12:42] Speaker 03: In it, they made no mention of Mr. Williams not raising a reasonable probability of a valid claim. [00:12:49] Speaker 03: Again, the board had a chance in 2015 to say that Mr. Williams has not raised the [00:12:55] Speaker 03: reasonable probability of a valid claim. [00:12:58] Speaker 03: And they did. [00:12:59] Speaker 03: And that's because it had been established that he had raised a reasonable probability. [00:13:04] Speaker 03: That's why they went ahead and adjudicated his claim. [00:13:12] Speaker 03: To say that he hasn't met a reasonable probability after doing all that administrative action, it just doesn't seem to make much sense. [00:13:26] Speaker 03: If that's the secretary's position, then they should be given that opportunity to explain that on remand, because that most certainly would also be a finding that would have required them to explain the reasons and bases in the board decision, which they did not. [00:13:50] Speaker 03: A manifestly different outcome in the context of Q [00:13:57] Speaker 03: refers to a determination on which the action was predicated. [00:14:04] Speaker 03: In this case, the decision, the action is a denial, of course. [00:14:16] Speaker 03: That was the action. [00:14:17] Speaker 03: Well, what are the determinations on that action? [00:14:22] Speaker 03: Well, they determined that the record was complete. [00:14:26] Speaker 03: they determined the record was correct, and they went ahead with an action, which is denial. [00:14:31] Speaker 03: However, if those determinations are different, if the record wasn't complete, if it wasn't correct, then that would require a different outcome. [00:14:42] Speaker 03: The board has three possible outcomes ensuing from any board hearing. [00:14:49] Speaker 03: You have a denial, a grant, and you have a remand. [00:14:54] Speaker 03: Of course, if you're granted, [00:14:56] Speaker 03: That's the end of the game. [00:14:57] Speaker 03: It's over and you get what you want. [00:14:59] Speaker 03: If it's denied, you have judicial review. [00:15:04] Speaker 03: If remand, you have the opportunity to add more evidence to the record. [00:15:11] Speaker 03: All three of those outcomes do not share anything in common. [00:15:17] Speaker 03: There are no similarities between the three. [00:15:22] Speaker 03: And it seems that [00:15:24] Speaker 03: quite clear that it would be manifestly different between three outcomes that share no similarities. [00:15:40] Speaker 03: The government's position with regard to Mr. Williams is inherently weak for one good reason. [00:15:50] Speaker 03: They've never dealt fairly with Mr. Williams. [00:15:55] Speaker 03: Mr. Williams is a real person. [00:15:57] Speaker 03: He is a U S citizen. [00:16:01] Speaker 03: He's a U S army veteran. [00:16:04] Speaker 03: He served honorably. [00:16:06] Speaker 03: He is a hundred percent service connected for PTSD, not from trauma from the enemy, not from combat, but solely from the pure racism of his commanders. [00:16:22] Speaker 03: the commanders in his United States Army drove him to a mental breakdown. [00:16:31] Speaker 03: And the government knows that he's 100% service connected because of it. [00:16:39] Speaker 03: For them to say that in 1982, a year or two, three years after he's leaving service, that there's just nothing wrong with him at this point, yet [00:16:52] Speaker 03: in 2001, they service connect him and relate it specifically to the racist treatment he suffered while in service is infuriated. [00:17:13] Speaker 03: Mr. Williams deserved to have his claim adjudicated properly. [00:17:19] Speaker 03: It was not. [00:17:24] Speaker 03: Our Q Challenge did not make a difference one way or another whether he got an examination. [00:17:34] Speaker 03: It doesn't matter whether they gave it to him or not. [00:17:37] Speaker 03: We know they failed in giving the exam. [00:17:41] Speaker 03: Why did they fail? [00:17:42] Speaker 03: They thought they had an examination on file. [00:17:46] Speaker 03: The regulations said they have to have an exam. [00:17:50] Speaker 03: They said, we have an exam denied. [00:18:02] Speaker 03: The VA is required to follow their own regulations. [00:18:06] Speaker 03: And if they had not met their own laws, then they were required to remand the case. [00:18:17] Speaker 03: They did not. [00:18:18] Speaker 03: And it amounts to a clear and unmistakable error. [00:18:24] Speaker 03: Thank you. [00:18:26] Speaker 01: I thank both counsel for their argument. [00:18:28] Speaker 01: The case is taken under submission.